In its ongoing series of staff statements to illuminate the regulator's view on crypto matters, the Securities and Exchange ...

The US Securities and Exchange Commission’s Trading and Markets Division on Wednesday laid out how broker-dealers can custody ...

The Trump administration wants the US Supreme Court to weigh in on the SEC’s power to recoup illicit profits in cases where ...

Chairman Atkins has signaled a laser-like focus on those who lie, cheat or steal—and this complaint alleges a trifecta where ...

While issuers have attempted to report on the use of artificial intelligence, disclosures are inconsistent and vary widely ...

Wall Street's chief regulator said on Tuesday the U.S. Securities and Exchange Commission should reform rules requiring disclosure of executive compensation and move to reduce the legal burdens facing ...

Paul Atkins reveals that the SEC identified nearly a dozen Chinese companies in "ramp and dump" schemes, promising stronger oversight of foreign private issuers.

Nasdaq Inc., the second-largest exchange in the U.S., is looking for regulatory approval to extend trading hours on its stock ...

Trump is 'open' to working with Democrats at the SEC and CFTC, giving a glimmer of hope for the Senate's crypto bill.

The US Securities and Exchange Commission (SEC) is a federal agency based in Washington, DC. It oversees the US securities industry, protects investors, and supports fair and efficient markets. As of ...